Message IBON
Send the flagged data.
The AI Compliance Analyst
Built For Execution.
The thesis
Audit‑grade compliance at AI speed.
Execution layer
Message IBON
Send the flagged data.
Expert Judgment
Analysts approve the action.
Agents Process
IBON builds the evidence.
01 — Workflow
02 — Source
03 — Standard
04 — Approval
Suitability
Pulls IPS, KYC, and prior approvals. Drafts a cited suitability memo.
Built for RIAs · Hybrid Advisers · Multi‑Family Offices
Best execution
Aggregates venue data, benchmarks, and order handling. Builds the best‑ex memo.
Built for Asset Managers · Pension Funds
Rule 17j‑1
Cross‑references holdings, restricted lists, and pre‑clearance logs.
Built for Investment Advisers · Fund Complexes
Insider trading
Checks watch lists, employee exposure, deal windows, and prior approvals.
Built for Wealth Managers · Private Banks
Rule 17a‑7
Verifies independent pricing, board policy, and trade rationale.
Built for Mutual Fund Families · ETF Issuers
Position limits
Aggregates positions across accounts. Applies house policy.
Built for Private Banks · Wealth Managers · Trust Companies
Section 28(e)
Maps research consumed to client benefit. Applies safe‑harbor tests.
Built for Hedge Funds · Asset Managers